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Shield FC

Managing eComms Compliance

From tactical to strategic, from compliance to efficiency, from data capture to best execution. By Shiran Weitzman, Shield Financial Compliance. Under MiFID II rules all communications that support the processing of order management and investment decision-making...
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Building a data management blueprint

By Shiran Weitzman, CEO, Shield Financial Compliance Compliance teams who are able to bring the upcoming General Data Protection Regulation (GDPR) together with the revised Markets in Financial Instruments Directive (MiFID II) will provide a...
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Shield FC launches new version of eComms Data Management Platform and Compliance Reporting Suite

Shield FC launches new version of eComms Data Management Platform and Compliance Reporting Suite Robust data management and record-keeping platform automates all eComms data acquisition & correlation, and introduces extensive compliance and best-execution investigative facilities...
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MiFID II is here but the regulators have only just got started

MiFID II may have come a little too quickly for some companies. Its scope, the slow pace of its formulation and the myriad interpretations of its applications and implications meant much of the EU’s financial...
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