Tag

regulation / compliance

AFM Autumn Workshop – September 12, 2018 – London

The Realization Group is supporting the Association of Futures Markets (AFM) and GMEX Group at a full-day workshop on 12 September 2018 in London exploring how new technologies including blockchain have been used, both successfully...
Read More

Many sources of liquidity, many sources of uncertainty

By Ollie Cadman – Head of Business Operations at Vela We are six months into a European trading and investment landscape redrawn by MiFID II. But it’s still too early to tell with any certainty...
Read More

Avoiding collateral damage: an intelligent approach to pre-trade risk

By Gerry Turner – Global Head of Platform as a Service at Vela For many financial trading firms, having a robust pre-trade risk system is likely to feel like one of those unpleasant but unavoidable...
Read More

Roundtable Report: Systematic Internalisers: Challenges and Opportunities in the MiFID II era

Discussion hosted by The Realization Group, led by Vela, Aquis Exchange and Hudson River Trading, on May 23, 2018 MiFID II is intended to deliver better outcomes for end-investors across Europe, by increasing transparency, consumer...
Read More

Managing eComms Compliance

From tactical to strategic, from compliance to efficiency, from data capture to best execution. By Shiran Weitzman, Shield Financial Compliance. Under MiFID II rules all communications that support the processing of order management and investment decision-making...
Read More
AQMetrics press release

AQMetrics Extends Platform to Provide “Golden Source” of Market Data for Enhanced Risk Analytics

AQMetrics Extends Platform to Provide “Golden Source” of Market Data for Enhanced Risk Analytics Partnering with multiple providers to create market data lake across different asset classes Dublin and New York, 5 June 2018.  AQMetrics,...
Read More
Commcise press release image

Groupama Asset Management implements CommciseBUY for Commission Sharing and Research Payment life-cycle

Groupama Asset Management implements CommciseBUY for Commission Sharing and Research Payment life-cycle Expanding Paris based buy-side client base Paris, London, 5 June 2018. Commcise, the provider of award-winning integrated commission management solutions for financial services firms,...
Read More
Commcise press release image

Bernstein uses Commcise commission management platform to support global CSA/RPA offering

Bernstein uses Commcise commission management platform to support global CSA/RPA offering Cloud-based solution supports complex unbundling rules and changing regulatory compliance requirements London, 22 May 2018: Commcise, the provider of award-winning Integrated Commission Management Solutions for...
Read More

Building a data management blueprint

By Shiran Weitzman, CEO, Shield Financial Compliance Compliance teams who are able to bring the upcoming General Data Protection Regulation (GDPR) together with the revised Markets in Financial Instruments Directive (MiFID II) will provide a...
Read More
Commcise press release image

Commcise and Sloane Robinson roll-out research evaluation platform

Commcise and Sloane Robinson roll-out research evaluation platform Delivering comprehensive cross-team research evaluation solution London, New York, 9th May 2018. Commcise, the award-winning provider of fully integrated end-to-end commission management, research evaluation and reporting solutions for...
Read More
1 2 3 10